Analyst, Due Diligence

What is the opportunity?

In this role, you execute customer due diligence onboarding in line with Regulatory and RBC Enterprise policy requirements. You will execute client risk assessments for RBC Investor Services (IS) investment counsellor clients.. Collection of all client documentation is to be housed centrally within the global AML/KYC application the RBC IS Due Diligence team inclusive of other first line of defense (LOD) AML/KYC activities.

What will you do?

• Work with Business Unit Leads, team members and associated stakeholders to identify, formulate, validate, document and communicate existing and future AML/KYC onboarding documentation requirements within SLA
• Support all assigned tasks and activities (small and medium) through all phases of the AML/KYC onboarding process
• Update RBC IS KYC systems and databases with the most current AML/KYC client onboarding documentation, Risk Scoring, Client Identifications, conduct name scanning and KYC of the Canadian jurisdiction clients. The analyst may be required to support other business segments as business priorities shift.
• Track and report on file progress including percentage completed, sign off status, pending responses, and action plan to obtain necessary information, ensure all the reviews are completed within SLA
• Interface with key department heads and immediate team to garner support and to drive business improvement efforts such as defining processes and developing / enhancing business performance
• This is a hybrid position requiring minimum three days on-site

What do you need to succeed?

Must-have

• 3+ years of AML/KYC experience with a good understanding of Canadian Regulatory requirements
• Analytical mindset with the ability to manage several touch points on a continuous basis and deal with ambiguity
• Strong written and verbal communication skills to clearly articulate requirements and interact professionally with diverse groups
• Strong time management capabilities to multi-manage assignments while contributing to meet (or exceed) team goals/targets

Nice-to-have

• Quick learner; adapts to changing environment, ability to get things done in a quick but accurate manner
• Effectively communicates and builds rapport with team members and other stakeholders
• comfortable working knowledge of Excel
• Chinese language - read/write

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• Excellent exposure to communicate with various business partners and stakeholders in Investor Services and within other platforms as appropriate
• Opportunity to obtain hands-on experience throughout your role
• Working with an exciting, close-knit, supportive & dynamic group
• Opportunity to collaborate with other business segments within the bank
• Excellent career development and progression opportunities
• A comprehensive Total Rewards Program including bonuses and flexible benefits
• Competitive compensation

Job Skills

Additional Job Details

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above