Job Summary
Job Description
What is the opportunity?
As an Associate Director (AD), you will be part of RBC Capital Markets (CM) Compliance Advisory Team. The team is responsible for implementing and maintaining compliance programs and processes across RBC’s Global Markets businesses in Canada, within the context of RBC’s Enterprise Compliance Management Framework. As a subject matter expert, you will be providing compliance advisory support to Rates sales and trading team. Your compliance advisory coverage will also include Rates Futures traded in Montreal Exchange (MX) in Canada. You will be responsible for providing ongoing advice to the business on the impact of regulatory and internal change, as they occur, and to provide support for day-to-day inquiries. You will be conducting monitoring activities, updating/socializing Capital Market Policies administered by the Capital Markets Advisory team. Additionally, you will support and oversee the Regulatory Compliance Management (RCM) compliance programs in Canada (“Coverage Areas”) with respect to market and business conduct compliance. You will be participating in external or industry working groups as needed. You will also participate in internal working groups for any “requests for comments” as received from Canadian regulators where appropriate.
You will be working closely with other Compliance Advisory colleagues and provide back up support to the lines of businesses like Credit, Central Funding, Funding & Liquidity and Corporate Treasury.
What will you do?
What do you need to succeed?
Must-have
Nice-to-have
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
Job Skills
Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic ThinkingAdditional Job Details
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