Associate, Electronic Trading Supervision

What is the opportunity?

Support the Director of Electronic Trading Supervision, providing cross asset governance and oversight of Global Markets Electronic Trading businesses to meet internal/regulatory requirements and industry best practices. Delegated Supervisory responsibilities within Global Markets, primarily in relation to Electronic Trading.

What will you do?

• Support the Director of Electronic Trading Supervision with management reporting activities and committee pack creation, including preparation of electronic trading management information, such as key risk indicators and key performance indicators

• Execute supervisory activity as part of the Electronic Trading Supervisory programme

• Ensure effective implementation, sustainability and oversight of designated FO Supervisory and Risk Management controls within Global Markets, specifically relating to Electronic Market Access and regulatory requirements

• Work alongside front-office and technology teams to understand how electronic trade flows are controlled

• Inventory and assess the effectiveness of automated controls in those trade flows

• Identify risks, enhancement opportunities and make recommendations to strengthen controls

• Foster, develop and maintain strong working relationships with business management and control colleagues across RBC such as legal, compliance, risk, audit, regulators and technology control functions.

• Anticipate and proactively seek out future challenges to ensure future-proofing electronic trading activity

• Escalate, manage and report control issues succinctly, with clarity and transparency.

• Create a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols

What you need to succeed?

Basic Qualifications (Legislative Requirement) – MUST HAVE

• At least 3 years’ experience in a global markets business/setting, or equivalent experience in a management consultancy/advisory capacity

• Familiarity with electronic trading activity, including risks and expected controls

• Solid understanding of financial markets, with strong product knowledge of Macro and Spread

• Experience completing process walkthroughs, and identifying, documenting and assessing controls

• Experience handling, analyzing and using large datasets to achieve business outcomes

• Solid understanding of financial markets and broad awareness of global regulatory frameworks

• Understanding large and complex application development projects

• Fluency with key risk areas such as operational, technology and regulatory risk

• Comfortable working in a fast paced environment

• Ability to collaborate and manage projects in a complex matrixed organization

• Excellent communication and interpersonal skills

• Ability to work under pressure, responding to demanding stakeholders with time sensitive deadlines

• Keen attention to detail

Other Required Qualifications:

• Ability to work with ambiguity and navigate a highly regulated environment

• Experience leading complex global cross-business projects

• Project management certifications and strong knowledge of Agile delivery methodologies

Suggested Qualifications:

• Leadership behaviors – Drive to Impact, Adapt Quickly, Always Learn, Speak up for the good of RBC

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation

• Leaders who support your development through coaching and managing opportunities

• Work in a dynamic, collaborative, progressive, and high-performing team

• Opportunities to do challenging work

• Flexible work/life balance options

Job Skills

Additional Job Details

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.