Forensic accounting, Fraud Jobs in North York, Ontario
analyze and investigate client complaints as assigned, including: Determine the nature of the complaint, and assess whether the complaint should be reported to the relevant SRO; Perform a detailed analysis including a review of advisor[...]
Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct. Education / Experience / Other Information Minimum 10 years of finance-related experience An understanding of Investment [...]
Acts as a subject matter expert on relevant regulations and policies.Acts as a strategic partner in which the program elements becomes an integrated component of the overall business/group strategies and helps drive business impact.Pre[...]
Gain in depth knowledge of Financial Crimes legislation to strengthen effectiveness of testingProvide support as a subject matter expert, applying proficient knowledge of subject matter content in field of specialization.What do you ne[...]
Mandate Compliance:Execute the Mandate Compliance function including automated pre and post trade alert/warning monitoring using the Charles River Order Management System.Coding mandate compliance rules associated with new and/or updat[...]
Business Partner Engagement:Supports business leaders in the effective implementation, maintenance, and administration of 1st Line compliance programs.Maintains an inventory of regulations and associated controls in GRCE (Compliance bo[...]
You will also act as a trusted advisor to auditees and regional audit teams globally.The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only give[...]
You will also support the CoE as a trusted advisor to auditees and business platform/regional audit teams globally.The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valu[...]